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September/October 2007



Columbia’s Jeffrey A. Lieberman: A Mind to Prevent Schizophrenia

 

GO TO: The Interviews Schizophrenia is the prototypic mental illness of our time. The condition affects one percent of the population, yet its cause is still unknown and the diagnosis is still based on symptoms—the hallucinations and delusions known as "positive" symptoms, and the "negative" symptoms that include apathy, social withdraw, and flattened affect—rather than the presence of any identifiable molecular abnormality, or a diagnostic test. The progression of the disorder was thought to be inexorable—a downward spiral into a hopeless state of chronic psychosis and disability.

Jeffrey Lieberman

"If we can potentially identify people before even the onset of schizophrenia, before it’s fully diagnosable, we might even be able to prevent the onset,” says Jeffrey A. Lieberman of the Columbia University College of Physicians and Surgeons.
 

This dire prognosis, however, has been revised radically in the past decade, thanks in large part to the work of the Columbia University psychiatrist Jeffrey A. Lieberman. In the current update to Thomson Scientific’s Essential Science Indicators database, based on papers published and cited over the last ten years, Lieberman currently ranks among the top 20 most-cited authors in psychiatry/psychology. Seven years ago, he was featured among the authors in this publication’s survey of high-impact psychiatry research (Science Watch, 11[3]: 1-2, May/June 2000). More recently, his 2005 New England Journal of Medicine article, "The effectiveness of antipsychotic drugs in patients with chronic schizophrenia," has occupied the Medicine Top Ten since early this year and is currently at #2, with more than 300 citations recorded in less than two years since publication (see table below). Moreover, in a recent Hot Papers bimonthly file, Lieberman and colleagues fielded seven highly cited reports published over the last two years. Within the last decade, he’s published 18 papers with over 100 citations each.

Lieberman, now 59, earned his bachelor’s of science degree from Miami University (Ohio) in 1970 and his medical degree from George Washington University five years later. He did four years of postdoctoral training at St. Vincent’s Hospital and Medical Center in New York and another year as a research fellow at the Bronx Psychiatric Center. Between 1980 and 1996, Lieberman’s professional experience included lengthy stints at the Mt. Sinai School of Medicine and the Long Island Jewish Medical Center of the Albert Einstein College of Medicine. In 1996, Lieberman became director of the Mental Health and Neuroscience Clinical Research Center at the University of North Carolina School of Medicine. Since 2005, he has been director of the New York State Psychiatric Institute and a professor and chairman of the Psychiatry Department at Columbia University College of Physicians and Surgeons.

Lieberman spoke to Science Watch from his office at Columbia.

SW: Your early research included a seminal longitudinal study of people diagnosed with their first episode of schizophrenia. What did you learn from that and how did that shape your research?

Three very interesting findings came out of that study. First, contrary to what had been the prevailing opinion previously, when patients with their first episode of schizophrenia were treated promptly, they had a very good outcome—a very high rate of response in terms of symptomatic remission. Second, when we looked at factors that predicted the rapidity and degree of remission, one of the strongest predictors was how long patients had been actively psychotic before that initial treatment intervention. The longer people were actively sick—actively psychotic prior to that first, initial treatment—the slower and lower the rate of recovery. The shorter the duration of illness, the faster and better the rate of recovery. So the earlier you treated people, the better the outcome.

SW: Did that observation prompt a change in the way we treat and diagnose schizophrenics?

It spurred several major initiatives, both in research and in mental-health-care services and intervention strategies. First, it accelerated the search for the pathophysiology of the progressive nature of the illness and its degenerative basis. In addition, intervention strategies and clinical services were developed to try to reduce the duration of untreated psychosis, and even to try and identify people before they are obviously ill, before they develop the full-blown manifestations of the illness. The idea is that if we can identify people earlier, we can intervene and reduce the cumulative morbidity. And if we can potentially identify people before even the onset of the illness, before it’s fully diagnosable, we might even be able to prevent the onset. This is now probably one of the hottest areas of research currently ongoing in psychotic disorders.

SW: What was the third thing that came out of your prospective study?


Highly Cited Papers by Jeffrey A. Lieberman,
Published Since 1996

(Ranked by total citations)

Rank Paper Citations
1 J.A. Lieberman, et al., "Effectiveness of antipsychotic drugs in patients with chronic schizophrenia," New Engl. J. Med., 353(12): 1209-23, 2005. 345
2 C.M. Beasley, et al., "Olanzapine versus placebo: Results of a double-blind, fixed-dose olanzapine trial," Psychopharmacology, 124(1-2): 159-67, 1996. 268
3 R.S.E. Keefe, et al., "The effects of atypical antipsychotic drugs on neurocognitive impairment in schizophrenia: A review and meta-analysis," Schizophrenia Bull., 25(2): 201-22, 1999. 257
4 D. Robinson, et al., "Predictors of relapse following response from a first episode of schizophrenia or schizoaffective disorder," Arch. Gen. Psychiatry, 56(3): 241-7, 1999. 204
5 B.J. Kinon, J.A. Lieberman, "Mechanisms of action of atypical antipsychotic drugs: A critical analysis," Pyschopharmacology, 124(1-2): 2-34, 1996. 202
6 R.M. Bilder, et al., "Neuropsychology of first-episode schizophrenia: Initial characterization and clinical correlates," Am. J. Psychiat., 157(4): 549-59, 2000. 200

SOURCE: Thomson Scientific Web of Science

As part of the study, our patients would receive annual MRI assessments to quantify brain morphology. We found that, as had been reported previously by numerous imaging studies, people with schizophrenia have some structural differences compared to healthy controls. These differences are usually in the form of smaller volumes of grey-matter structures, such as the hippocampus or superior temporal gyrus, and enlargement of the fluid-containing regions of the brain, like the lateral ventricles and the subarachnoid space, which is the space between the skull and the outer surface of the brain. Over time, there is further progression of these morphologic abnormalities—additional loss of grey matter, dilation of the ventricles, etc., suggesting further progression of the illness.

SW: Are these morphological abnormalities something that can be prevented?

We think so. In 2005, we published a paper in Archives of General Psychiatry reporting that we could prevent this loss of grey matter in the brain by effective early treatment.

SW: Is that what you consider the most important observation to come out of your research?

More important, I think, is that it changed the notion that the progression of the illness, this downward spiral, was inexorable; that people who are genetically at risk for schizophrenia are "doomed from the womb." We now believe that with our current pharmacologic agents, by administering them early in the course of the illness and reducing the period of psychosis, we can prevent recurrences, and we can prevent this deterioration in the brain. This has led to a huge effort to develop early detection and intervention programs. It’s going on all over the world, although the U.S. is lagging behind to some degree.

SW: Do different antipsychotic drugs have differing degrees of efficacy in slowing down or stopping this shrinking of grey matter in the brain?

That is a key question. The original conception was that treatments might be able to suppress symptoms but not forestall the eventual deterioration and disability. Now the question is whether treating symptoms and stopping the progression of the disease are the same thing, and whether or not different antipsychotics are better at one or the other. The ideal study to answer that would be a randomized trial in first-episode patients, one in which we assign one group to receive active antipsychotic medication and another to receive a placebo. Since that would be unethical, what we did and published in 2005 was the next best thing: We used two medications, one of which is a newer, potentially superior treatment that is more tolerable. The other is a standard older treatment. That study showed a difference in grey-matter-volume decline between the two drugs. Had there been a placebo group in that study, our expectation is that there would have been a greater decline in grey-matter volume in that group. The implication is that any treatment is better than no treatment, but some treatments are better than others at preventing this progression, either through better tolerability and improved compliance or superior efficacy.

SW: Do you know what causes the deterioration in grey matter?

We believe it’s a combination of two things. We know that symptoms of the illness are expressed due to dysregulation of neurotransmission by two neurotransmitters: dopamine and glutamate. The excess release of these neurotransmitters can cause over-stimulation or excitatory toxicity of cells, which could lead to the loss of synaptic connections. The second thing is that these patients seem to have a deficit in plasticity. In other words, there is a lack or a reduction in the resilience of cells to withstand physiological insults or exposure to toxicity. They’re not able to regenerate cell processes as rapidly or as effectively. This combination of excess neurotransmitter release coupled with decreased resiliency results in a pruning or shrinkage of the whole dendritic arbor in the affected regions, and this is what is detected on MRI as a reduction in grey-matter volume.

SW: How would you rate the efficacy of the current generation of drugs in dealing with the full spectrum of schizophrenic symptoms?

To be perfectly blunt, all the drugs we currently use affect the psychotic symptoms principally, and they work reasonably well. But there are no proven effective treatments of negative symptoms or cognitive symptoms. Studies have suggested efficacy for those symptom dimensions, but no treatments have been proven effective, and no drug has an FDA indication for treatment of those negative and cognitive symptom dimensions.

SW: What makes these negative and cognitive symptoms so much harder to treat than the positive symptoms?

The causes are probably different. Schizophrenia is likely a multi-system disease; it has pathologic dimensions that are mediated by distinct neural and neural-chemical systems. So, for example, what is known indisputably is that psychosis is caused by excessive stimulation by dopamine of d2 receptors in the mesolimbic pathway. Every antipsychotic drug has some affinity for the d2 receptor and is believed to block dopamine at that receptor. However, when it comes to negative and cognitive symptoms, d2 antagonism doesn’t really have an effect.

SW: Are there hypotheses to explain these negative symptoms, and do these give you any idea of how to go about treating them?

Probably the most straightforward hypothesis is that these negative symptoms, in part, relate to reduced d1 signaling in the cortex, particularly in the frontal cortex. That would suggest that a d1 agonist would be therapeutic. The agonists developed so far all risk stimulating both the d1 receptors and the d2 receptors, including in the mesolimbic pathway, and so they risk exacerbating psychosis. That’s not a viable approach. One would like a selective d1 agonist, and we don’t have one yet.

SW: One of your hot papers reports on an increased risk of coronary heart disease in schizophrenic patients. What’s going on there?

I’m not sure who coined the phrase "no free lunch," but when it comes to psychotropic drugs, that proves to be the case. All the drugs we use have serious and significant side effects. The first general antipsychotic medications had high rates of neurologic side effects: they produced symptoms resembling Parkinson’s disease. The newer medications have been found to produce much fewer neurologic side effects, but they produce a greater degree of weight gain and disturbances in glucose and lipid metabolism. So we see in our society in general an increase in metabolic syndrome related to our lifestyle and culture. Patients with schizophrenia are subject to the same influences that have driven up these rates in the general population, and then they are on medications that can further contribute to this tendency. The result is that patients with schizophrenia undergoing treatment invariably have abnormally high rates of metabolic syndrome and consequent cardiovascular disease.

SW: Is it the treatment or the schizophrenia that’s mostly responsible?

There are certainly lifestyle-related factors and possibly some small disease-related contribution to the syndrome. But there is no question that there’s an added effect from treatment. Not all treatments are comparably liable to cause these effects. And there is a cruel irony in the fact that the most effective treatments therapeutically are also ones that cause the greatest degree of these side effects.

SW: How would you describe the state of schizophrenia therapy circa 2007, and what needs to be done in the next five years to improve it?

I think what this group of studies we’ve been talking about has demonstrated is that, for psychotic disorders, we clearly we have a class of effective treatments that are huge advances over what existed in the past. But there are significant limitations to these treatments. They help patients, but only to a limited degree. They treat psychosis, but not cognitive or negative symptoms. They can’t restore people who have already suffered the clinical deterioration that’s experienced with the illness, and they cause side effects of one form or another in a substantial proportion of patients. Also, we have been guilty, as a field, of using these treatments at all stages of the illness, as if their effectiveness should be the same at all stages. And clearly the stage of the illness and the clinical characteristics of the patient are going to determine how effective the medications are likely to be. "One approach fits all" is not optimal for a disease that expresses itself in late adolescence and from which patients don’t die directly and can live to ripe old ages. What we have to do now is pursue the development of mechanistically novel treatments—novel medications that either maintain or improve efficacy and have less or no side effects and are also able to target the other symptom dimensions of the illness, those symptoms not treated by the current class. We need something new.End of article


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Science Watch®, September/October 2007, Vol. 18, No. 5
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